Pocket PC Beta version of ComplyPlus Workflow released.  Use a wireless card with your PDA to support the trading desk while you're away from your desk. Or, work disconnected while outside the office.  Either way, ComplyPlus can go with you anywhere!

 
 


Therese Hogan joins Curo Systems to head up operations.  Previously, she was the Director of Compliance Operations at Automated Business Development, a wholly-owned subsidiary of PFPC, Inc.

 



Peter Chapman, Vice President Sales
Peter is a veteran software entrepreneur with over 25 years of experience.  In the early 1980's, Peter worked on a team that developed the first personal computer based trading system for Investor's Micro.  He went on to build numerous retail products (even video games such as Dungeons and Dragons, Star Trek and Indiana Jones, etc.) and systems for the fortune 500 such as Federated Department Stores monthly billing and accounting systems, Ford's factory floor automation software and Fidelity's Fund Manager Workstation.  Previously, Peter was an Executive Vice President at Thomson Financial in charge of compliance products.

Seth Muriph CFA, Vice President Technology
Seth has created numerous investment management systems, including Fidelity's High Yield Portfolio Management and Performance Attribution System.  Prior to Fidelity, Seth started several successful companies in the retail software space, one of which was touted as a "Giant Technological Step" by Microsoft.  Earlier, he was with McKinsey & Company as part of the firms' worldwide systems practice.  He's also well known in the venture capital community for his depth of knowledge in technology.  Seth holds multiple degrees in Computer Science from MIT and a Chartered Financial Analyst (CFA) designation.

Therese Hogan, Vice President Operations
Therese previously was the Director of Operations at Automated Business Development, a wholly-owned subsidiary of PFPC, Inc.  Therese ran compliance operations that managed over a hundred different clients, ranging from small single fund complexes to large mutual fund complexes with 100's of funds.  PFPC is a leading service provider to the mutual fund industry, offering transfer agent, fund administration and fund accounting services.  She was with PFPC for 9 years.  Prior to PFPC, Therese worked at several area law firms on wide variety of topics, but with a focus in federal securities law and insurance regulations for the financial services industry.  Therese is well known in the financial services industry as well as by state and federal regulators for her experience and professionalism.